On Reading Being and Time:An Explication and Commentary by Roderick MundayPART 1 The Interpretation of Dasein in Terms of Temporality
DIVISION III: The Worldhood of the World CONTENTS
In this document: "Explication and Commentary 6"
III. The Worldhood of the World 16. How the Worldly Character of the Environment Announces Itself in Entities Within-the-World
For the contents of other sections see the main index There is also an online glossary of terms referred to in this document. Your comments are welcome. Please make them at my blog site Synthetic Knowledge
October - December 2006
(page 102) DIVISION III THE WORLDHOOD OF THE WORLD (Sections 16 & 17)
¶ 16. How the Worldly Character of the Environment Announces Itself in Entities Within-the-World
The Being of Dasein is grounded on its Being-in-the-world. In order to understand what this compound term means ontologically, Heidegger is analysing each part of the phrase in turn. In this section (Part 1, Division 3 of Being and Time) he is focussing on 'what the world is,' when understood ontologically. Heidegger argues that the Being of the world cannot be adequately defined in terms of the Being of entities within-the-world. There is always a surplus quality left over, which resists this reductionist definition and moreover this surplus quality of 'world' seems in the first place to be determinate of the notion that there are entities within the world. The world then is that which allows us to encounter entities within the world and show themselves in their being [¶14, page 91]. In what way then does the world exist?We can articulate a way of answering this question if we consider three additional questions. 1/ If the Being of Dasein is constituted by Being-in-the-World, should not Dasein therefore already have a pre-ontological understanding of the world, no matter how indefinite that understanding may be? 2/ When Dasein's encounters entities within-the-world, does not something like the world show itself for concernful Being-in-the-world? 3/ And does not Dasein itself, in its concernful absorption in equipment ready-to-hand, glimpse a possibility of 'Being in' in which the worldhood of those entities within-the-world is lit up for it, in a certain way? Pertaining to question 3/, in the last section, Heidegger concerned himself with defining equipment and explaining how it differs from Being a 'mere thing.' The difference stems from the fact that equipment is used for a purpose--Heidegger calls this an 'assignment'--which arises because a goal is awaked, a 'towards which' much can be fulfilled by using the equipment [ref. ¶15, page 97]. A piece of equipment, such as a hammer has an assignment but it also can be regarded in a metonymical sense as part of a much bigger system--an 'equipment structure,'--which spirals out from the work that equipment does with no neat beginnings or endings until contemplation of the whole world is reached. For example, the equipment structure of hammering also involves nails, wood, a workshop, trees, metal, metal, mining ores from the ground, etc., etc. [¶15, page 97 - 98]. Heidegger argues that by using any piece of equipment the existence of the world as a whole is partially disclosed [¶15, page 100]. The various structures of equipment and the fact that equipment cannot be regarded as a 'mere thing' are both encapsulated in the term ready-to-hand. The ready-to-hand is a state equipment possesses which is opposed to presence-at-hand, or the state and entity possesses when it is regarded as Being 'a mere thing' [ref. ¶15, page 98]. However presence-at-hand and readiness-to-hand are not intrinsic states possessed by the Being of an entity. For example, if I decide to take up a rock and start hammering with it, the rock is transformed from something present-at-hand into something ready-to-hand. It becomes a hammer simply by my giving it the assignment of a hammer. This prompts an intriguing question: which came first, the understanding of a rock as something present-at-hand (merely existent), or the understanding of the rock as something ready-to-hand? Common sense would dictate that the answer should be the former - an entity would have to be understood as present-at-hand before it could be taken up and used as something ready-to-hand. However, Heidegger argues that the 'thinghood' of an entity is actually formed by our taking it up and using that entity as a tool. This is in fact one of the reasons that Heidegger asserts we should unlearn the prejudice of regarding entities within the world simply as things. For the 'thingness' of entities blocks access this realisation [¶8, page 66]. If we return to the 'which came first' question, we have to ask ourselves, where did our common-sense notion of entities as 'things' arise? Does it arise in disinterested contemplation? Or isn't it more plausible to suppose that our notions of an entity are formed through use? Heidegger suggests that, first and foremost, we come to name the things that are most useful to us, and these entities become the 'things' that initially stand out from the wholeness of existence to arrest our attention. Thus, there are things called "rocks" that are good for hammering, and things called "trees," that are strong and tall and can be used for shelter. And trees are also made of "wood" that is very useful for fuel and for building. Heidegger focuses on the readiness-to-hand of equipment because of the possibility that the phenomenological aspect of the world can be exhibited through it. The analysis of equipment as 'ready-to-hand' therefore becomes the correct point of departure his inquiry. Our understanding of things (and therefore our pre-ontological understanding of the world) comes in the first instance from taking up and using entities ready-to-hand. However, Heidegger at the end of the last section has thrown in a word of warning. He tells us that we should not be too complacent and imagine that the puzzle of knowing the world is solved simple because we have substituted 'ready-to-hand' for 'present-at-hand.' For while Readiness-to-hand is a way in which we can encounter the authentic Being of entities phenomenologically. It is only by reason of there being first something that is present-at-hand that we know there is something to be taken up and used. Indeed this pre-understanding has more of the character of a present at handedness (or maybe its better to see it pre-conscious, because it has not been awakened by its use). The point is, merely swapping one category for another is not sufficient to understand the being of entities phenomenologically. So the most pressing question to ask at this point is how are we to 'square the circle' of the present-at-hand and ready-to-hand and understand the reciprocal interconnectedness of the two? Heidegger attempts to find the a solution by seeking some common ground in the present-at-hand and the ready-to-hand in terms of an entity's relationship to Dasein. He begins by observing that, in Dasein's everyday Being-in-the-world there belong certain modes of concern in which the worldly character of entities comes to the fore. As a reminder, the term "worldly" designates the ontologico-existential concept of Worldhood [¶14, page 93]. Worldhood serves as an umbrella term for three other meanings of the term world. 1. an ontical concept, which signifies the totality of things present-at-hand within the world. 2. as an ontological term, which signifies the Being of those things within the world. 3. In an additional ontical sense as the place where a factical Dasein (people) 'live'. Using the concept of Worldhood, we can regard these definitions of world as essentially framing devices. A frame can can be likened to a certain perspective through which we view a problem. Frames reveal; but they can also conceal. That which lies outside the frame is not considered, not because it is not worthy of our attention, but because it is hidden by the frame. The above explanation clarifies the issues of frames to a certain extent but it is an overly simplistic way of understanding how they operate. It is not a case that the view afforded by the frame needs enhancing or changing in order for us to see more clearly. Rather it is as case that the person doing the viewing needs to change. The idea of frames suggests a reciprocity between viewer and viewing. Habitual ways of seeing leave us blind, not to those things that are concealed from us, but to those things that are right in fromt of our noses. Being is a case in point. It is very difficult even to conceive of an alternative way of seeing outside of one's habitual fame (and frames are ossified by culture to become even more opaque). A frame, therefore, can be defined as something that grants A certain kind of access to the world, while foreclosing the possibility of others. Since worldhood itself can be regarded an umbrella term under which three different frames operate. What Worldhood demands of us, is essentially the ability to see the interplay of these frames as well as the problems they individually reveal and do not reveal. This is part of the self-conscious interrogatory proceedures of phenomenology. It is not so much a case of comparing frames, as keeping them all imultaneously in our sight. Noticing the way the wholeness of the world is mediated by each framing. Noticing that certain aspects of the wholeness rise to the surface while others sink below: depending on how our attention shifts within this picture. As for the problem of uniting the ready-to-hand with the present-at-hand, the answer is actually quite simple.
The Unreadiness-to-Hand of the Broken tool Heidegger asserts that in Dasein's everyday Being-in-the world there are certain modes of concern that bring the wordly character of entities to the fore. He notices that when equipment is damaged its readiness-to-hand departs and it becomes conspicuous as something present-at-hand... 103 ...or more accurately its readiness-to-hand changes into a certain unreadiness-to-hand. The unreadiness to hand of a piece of broken equipment becomes an obstacle to the realisation of the assignment for which the equipment was taken up in the first place and thus the broken equipment reveals the assignment starkly and in a concrete form as an obstacle. Thus its readiness-to-hand becomes present-at-hand in a particularly noticeable, albeit obstreperous way. However this presence-at-hand of something that cannot be used is still not devoid of all readiness-to-hand whatsoever. Equipment which is present-at-hand is still not just a Thing which occurs somewhere, but rather it is something in which both presence-at-hand and readiness-to-hand can still be glimpsed - Thus broken equipment is worldly because in it can be glimpsed two 'world-views' one that sees it at ready-to-hand; the other that sees it as present-at-hand.
In the unreadiness to hand there are things that are missing-which not only are not 'handy' but are not 'to hand' at all. The helpless way in which we stand before a broken tool is what Heidegger terms a deficient mode of concern. He argues that what we notice about the un-readiness-to-hand of a tool is that its ready-to-handedness enters a mode of obtrusiveness and thus become visible. The level of obtrusiveness that the ready-to-hand can reach depends upon the strength of the assignment, or the urgency of our need. Something that is really necessary for the completion of some assignment becomes the most important thing in the world when it fails to function properly. Heidegger says of this frustrating experience, that its unreadiness to hand is then encountered most authentically. (so next time you are running late for an really important appointment and the car won't start, you can at least ruminate on the fact that you are appreciating the unreadiness-to-hand of equipment in its most authentic aspect!)
Pure presence-at-hand announces itself in broken equipment, but this is not necessarily a permanent state either. For presence at hand can withdraw into readiness-to-hand again simply by the act of repairing the equipment.
Other ways of encountering unreadiness-to-hand
The unready-to-hand can also be encountered as something which 'stands in the way' of our concern, but which is not broken, missing nor unusable. 104
A 'Worldly' Obstruction
Modes of consciousness, obtrusiveness, and obstinacy all have the function of bringing to the fore the characteristic of presence-at-hand in what is ready-to-hand. Allowing us to see both in this way also allows us to understand how the way we frame entities is different in each case, thus we are viewing equipment from a worldly perspective
But the ready-to-hand is not thereby just observed and stared at as something present-at-hand - even when it is unready-to-hand, a piece of equipment does not veil itself in the guise of a mere thing.
Now we must qualify that thinking by asking how far does the ready-to-hand, thus encountered under modifications in which its presence-at-hand is revealed, clarify the phenomenon of the world?
In conspicuousness, obtrusiveness, and obstinacy, that which is ready-to-hand loses its readiness-to-hand in a certain way. However readiness-to-hand still shows itself, and it is precisely here that the worldly character of the ready-to-hand shows itself too.
We already know that the structure of the Being of the ready-to-hand is determined by references or assignments and we understand that this is a way of understanding a general readiness-to-hand, although not thematically yet. Nevertheless, when equipment cannot be used, what is revealed is that the equipmentality of equipment is not in its thingness, but in what it is used for. Thus the object which we call a hammer is merely a means to an end (the assignment), and this is revealed because when a hammer is not 'to hand' we will make use of another object to serve as a hammer. Heidegger makes use of this truism about equipment by reversing it. For when something is unusable for the assignment it was designated for, only then does that assignment becomes visible to us. When the tool is broken the assignments themselves are not so much observed; they are simply 'there.'
Similarly, when something ready-to-hand is found missing, though its everyday presence may have hitherto been taken it for granted, the absence makes a break in those referential contexts which circumspection discovers and we see for the first time what the missing article was always ready-to-hand for. Even now, of course, the theme of our inquiry has not become explicit as an ontological structure. When an assignment to some particular "towards-this" has been thus circumspectively aroused, we catch sight of the "towards-this" itself, and along with it everything connected with the work-the whole 'workshop'-as that wherein concern always dwells [ref. ¶15, page 98]. The context of equipment is lit up, not as something never seen before, but rather it is lit up as a totality constantly sighted beforehand in circumspection.
And in this totality the world announces itself.
What is thus lit up is not itself just one thing ready-to-hand among others; still less is it something present-at-hand upon which equipment ready-to-hand is somehow founded: it is in the 'there' before anyone has observed or ascertained it, but it is itself inaccessible to circumspection. Because circumspection is always directed towards entities.
106
The previous paragraphs showed how our pre-ontological understanding of the world forms, because the worldly character of the ready to hand is already disclosed for in taking up any object as something ready-to-hand. That the world does not 'consist' merely of the ready-to-hand shows itself in the fact that whenever the world is lit up in the modes of concern where ready-to-hand becomes present-at-hand.
The world has already been disclosed beforehand whenever what is ready-to-hand within-the-world is accessible for circumspective concern. But moreover, the world is therefore something 'wherein' Dasein as an entity already was, and if in any manner it explicitly comes away from anything, it can never do more than come back to the world.
Answer: 'From its Being-in-the-world.'
Question: 'Where does Dasein's Being-in-the-world come from?'
Answer: 'From Dasein's concern for the world
In this section Heidegger has disclosed the worldly aspect of the world. In the next will be able to describe with more precision what exactly this world is that Dasein is so familiar with?
Heidegger demonstrated, by provisionally interpreting the structure of Being which belongs to equipment ready-to-hand, how the phenomena of assignments became visible. In the last section this visibility was only sketched out. Now Heidegger sets about uncovering it properly with regard to its ontological origin.
Every entity that Dasein takes up as ready-to-hand is bound to the interconnectedness of resource, equipment and assignment structures which lie behind that entity. Heidegger's analysis has revealed that the assignments and referential totalities of equipment have no neat point of terminus. He articulate two implications of this theory:
1/ Entities like hammers and radios and cars which are ready-to-hand cannot be described as merely 'pieces of equipment' (for this particularised description is more suited to entities present-at-hand)
2/ The structures that lie behind that which is ready-to-hand become constitutive of the world itself. A Sign
This piece of equipment is a sign. Now it is true that we don't often think of signs as a pieces of equipment. The word "sign" designates many kinds of things: and ontologically speaking, Being-a-sign-for can
(108)
be formalised as a 'universal kind of relation' and this is how the sign-structure itself provides us with an ontological clue for 'characterising' a relationship between any entities whatsoever. For it is this function of signs as 'equipment-for-referring.'
Referring
If we were asked to think of a sign as a piece of equipment, common-sense may in the first instance define it as equipment whose job is to indicate something - and we may find examples of such signs in signposts, road markings and hoardings. Indicating is indeed a concept that can be defined loosely as a 'kind of referring.' But lets now attempt to define referring as generally as possible. We may start by saying that referring is a kind of relating - the terms may even be were synonymous. But here Heidegger warns us that referring as a kind of relation should not be taken as a genus for other kinds or 'species' of references. In other worlds, a sign should not become differentiated into categories such as sign, symbol, expression, or signification, because to make such categorical distinctions implies that the sign is different in each case.
This, says Heidegger, is not the case. He argues forcefully that the equipmentality of the sign, when defined formerly is in every case merely a system of referring and nothing more. In phenomenology, the entities to which a sign refers are not important (when considering the function of a sign as a piece of equipment), they certainly do not change the ontology of the sign itself. This is because all signs are systems of referring, in essence. In a phenomenological analysis, a sign-relation may be read off directly from any kind of context whatever its subject-matter. Heidegger does not deny that sign have other functions and meanings in other domain, but he asserts that within the phenomenological domain, this is the only form sign structure can take, and, moreover, because they have this form they can reveal the worldhood of the world.
By treating signs as formal systems of relating, the general character of relation is brought to light. Among signs there are symptoms, warning signals, signs of things that have happened already, signs to mark something, signs by which things are recognised. All of these examples have different ways of indicating, and this is true regardless of what may be serving as such a sign. Heidegger cautions us that if we start to interpret signs by departing from the concept that they are references, we will find ourselves unable to investigate the full multiplicity of possible signs.
Signs of referral
A simple sign of this type is the indicator light on a car. Actually in Heidegger's day, it wasn't a light but an adjustable red arrow, whose position indicated which way the car was going to turn (Heidegger was writing in the 1920s!)
(109)
Anyway, the important thing to realise is that the arrow is a sign of referral. The position of the arrow is controlled by the driver, but it is not exclusively for his benefit since pedestrians and other drivers also make use of the car's indicator signal as well, by stopping at a curb or giving way to the car etc.
Here we must notice that this 'referring' as indicating does not constitute the ontological structure of the sign as equipment. Instead, 'referring' as indicating is grounded in the Being-structure of equipment in-serviceability-for 'x', where 'x' indicates the assignment of the equipment.
(110)
Now we must bear in mind that the above formula states in the most abstract terms what the ontological function of a sign of indication is, and consequentially it does not tell us very much. So to flesh this out a little we need first to answer two questions.
1/ what is this 'x' that the Being structure of equipment is serviceable for; what does it indicate? And
2/ what do we mean then when we say that a sign "indicates?
We can answer these questions only by determining what kind of 'dealings' are appropriate when faced with equipment for indicating. And we must do this in such a way that the readiness-to-hand of that equipment can be genuinely grasped.
Ontologically, giving way as taking a direction, belongs essentially to Dasein's Being-in-the-world, because Dasein in the world is always somehow directed and on its way; (standing and waiting are only limiting cases of this directional 'on-its-way'). Thus the sign of indication addresses itself to a Being-in-the-world which is specifically 'spatial'. Notice that the sign of indication is not authentically 'grasped' if we just stare at it; we have enact the scenario indicated by the sign by actually changing the directedness of our Being at that moment.
Signs of reference will be the way that we will uncover the worldly character of entities within the world, and thus reveal the world as a phenomenon.
(109*)
Heidegger has focussed on signs of reference because he asserts not all equipment necessarily signifies. An entity may have serviceability without becoming a sign. For example take the 'hammer' which Heidegger spoke of at length in the previous sections. We can say that a hammer is constituted by a serviceability, but this fact does not make it a sign. The difference between the reference of serviceability in the case of the hammer and the reference of serviceability in a sign of referral is that in the former this serviceability only becomes visible in a rough and ready fashion. On the other hand, the car indicator arrow allows us to see the reference precisely because it is a piece of equipment whose job is to bring this relationship into focus.
A sign of referring, by allowing us to see what it references, allows us to grasp the world in a way that is more amenable to ontological interpretation. Indicating as a 'reference' is only one way in which the "towards-which" of a serviceability becomes ontically concrete; not all equipment can serve as suitable signs to explore the phenomena of the world ontologically. So while in the previous section the example of hammering was useful because it shed light so clearly on the phenomena of the ready-to-hand, It must be jettisoned now, because a hammer is not a formal sign of referring and it would actually obscure the shifting viewpoints between that which is present-at and that which is ready-to hand, which are necessary to distinguish if we are to disclose the worldhood of the world.
When considered as something purely present to hand a sign is found to be somewhat wanting. As Heidegger says we do not encounter a sign of indication "if we just stare at it and identify it as an indicator-Thing which occurs" although that is what an indicator is of course when considered as an entity present-at-hand. We encounter a sign authentically when we also see the its significance i.e. we see that which is ready to hand which is referred to by the sign. Note that we still do not see this ready to hand ontologically in terms of Being-in-the-world, but rather we interpret it as a specific instruction. However if we unpack this instruction in terms of ontology, the world is nevertheless revealed as in the case of the car indicator referencing Dasein's "spatiality" and "aroundness." The sign of indication has evoked the world for us as a context for our actions and the actions of others.
While it is certain that indicating differs in principle from reference as a constitutive state of equipment (the hammer for example). It is just as incontestable that the sign in its turn is related in a peculiar and even distinctive way to the kind of Being which belongs to whatever equipmental totality may be ready-to-hand in the environment (its worldly character). While on the other hand indicating is easily shown to be related to aroundness, spatiality and directedness which are all aspects of the world as a phenomenon.
(110)
In our concernful dealings, equipment for indicating gets used in a very special way. But simply to establish this fact is ontologically insufficient. The basis and the meaning of this special status must be clarified and that is what is achieved if we define signs of referral more precisely.
Defining signs of referral
The definition of a sign of indication is not one thing which stands for another thing in the relationship of indicating; it is rather an item of equipment which explicitly raises a totality of equipment into our circumspection so that together with it the worldly character of the ready-to-hand announces itself .
To take another example, a sign as a symptom of an illness announces what is coming, but not in the sense of something merely occurring. which comes in addition to what is already present-at-hand.
(111)
but as an indication of something coming that we are ready for, precisely because we have attended to the sign's significance (conversely, if we had not paid attention to the sign, its significance would elude us as well and we would be unprepared). This relationship between signs and what they signify alerts us to the reciprocity between the worldly context in which actions take place (context defining actions) and the worldly consequences of actions (actions defining context).
Signs become established due to prior conventions. But these conventions only get established on the basis of our prior ontological understanding of the world, and this is in fact what the significance of the sign addresses.
The peculiar character of signs as equipment becomes especially clear in the circumstances when a sign is first established.
(112)
In fact it is only by the kind of circumspection with which one takes account of things in farming, that the south wind is discovered in its Being. This interpretation of the sign should merely provide phenomenal support for our characterisation of references or assignments. The relation between sign and reference is threefold.
(114)
Heidegger's onto-ontological definition of a sign
A sign is something ontically ready-to-hand, which functions both as this definite equipment and as something indicative of the ontological Structure of readiness-to-hand, of referential totalities, and of worldhood.
This definition underscores the special status of the sign as something ready-to-hand in the particular environment with which we happen to Be. In that it discloses our circumspective concern for the world at that moment. However, the assignment itself cannot be conceived as a sign of this. Reference is not an ontical characteristic of something ready-to-hand, rather it is that by which readiness-to-hand is itself disclosed. References and assignment therefore cannot be signs if they are to serve ontologically as the foundation upon which signs are based. Hence a hammer cannot serve as a sign of reference.
Two questions for the next section
So in what sense, then, can a reference be 'presupposed' ontologically in the ready-to-hand? And to what extent is it an ontological foundation of a sign and at the same time constitutive for worldhood in general? These will be answered in the next section.
Magic, Fetishism and 'Primitive Dasein'
On page 112 and 113, Heidegger indulges in what today would be regarded as very politically incorrect speculation about the sign use of 'primitive Dasein' in magic and ritual.
Heidegger argues, in this case the establishment of signs which underlies this way of using them is not performed with any theoretical speculation. And so this way of using signs always remains completely within a Being-in-the-world which is 'immediate'. But on closer inspection it becomes plain that to interpret fetishism and magic by taking our clue from the idea of signs in general, is not enough to enable us to grasp the kind of 'Being-ready-to-hand' which belongs to entities encountered in the primitive world (B&T, p 112-113).
The second reason is bound to the first. Primitive Dasein lacks the power of abstracting the sign away from its signify and thus also lacks the power to objectify things. Therefore what Heidegger calls the "coinciding of the sign" is completely embedded in the immediate apprehension of the world, rather than a reflexive understanding. This "coinciding" consists in the fact that the sign has not as yet become free from that of which it is a sign. Such a use of signs is still absorbed completely in Being-towards what is indicated, so that a sign as such cannot detach itself at all. Thus the coinciding is based not on a prior Objectification but on the fact that such Objectification is completely lacking.
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Reference
Heidegger, Martin (2000), Being and Time, John Macquarrie & Edward Robinson (trans), London: Blackwell Publishing Ltd.
This is the sixth part of my explication and commentary
of Being in Time, for contents of previous sections see the main index There is also an online glossary of terms referred to in this document. Your comments on this document are welcome. Please make them at my blog site Synthetic Knowledge |